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Interpretation ID: 9775

The Honorable Chuck Chvala
Wisconsin State Senator
State Capitol
P. O. Box 7882
Madison, WI 53707-7882

Dear Senator Chvala:

This responds to a letter from U.S. Senator Russell D. Feingold on your behalf, asking whether a pending redefinition of Wisconsin's "school bus" definition would violate Federal law. Senator Feingold contacted the National Highway Traffic Safety Administration (NHTSA) because our agency administers the Federal requirements for school buses.

I appreciate this opportunity to address your concerns. As explained below, my review leads me to conclude that Wisconsin's contemplated redefinition of a school bus would not conflict with Federal law, insofar as the redefinition relates to the operation of school buses. However, an area of possible conflict relates to the requirements for mirrors on school buses.

By way of background information, Chapter 301 of Title 49 of the U.S. Code, authorizes NHTSA to issue Federal motor vehicle safety standards (FMVSS's) applicable to new motor vehicles and motor vehicle equipment. In 1974, Congress directed NHTSA to require new school buses to meet FMVSS's on specific aspects of school bus safety, including floor strength, seating systems, and crashworthiness. The legislation requires each person selling a new "school bus" to ensure that the vehicle is certified as meeting the school bus FMVSS's. Following the first retail purchase, the use of vehicles becomes a matter of state regulation.

NHTSA defines a "school bus" as a "bus" that is sold for purposes that include carrying students to and from school or related events, and defines a "bus" as a vehicle designed to carry 11 or more persons. 49 CFR 571.3.

We understand that the new definition contemplated by Wisconsin would exclude some vehicles that are school buses under our definition. Information from Mr. Doug Burnett of your staff indicates that the new definition would define a school bus as "a motor vehicle which carries 16 or more passengers (in addition to the operator)." Thus, a motor vehicle that can carry 11-16 persons (including the driver) would be a "school bus" for Federal purposes, but apparently not for Wisconsin's purposes.

Since the States, and not NHTSA, regulate the use of vehicles, the inconsistency would be immaterial with regard to requirements adopted by Wisconsin pertaining to the use of school buses. Wisconsin may set the operational requirements for those vehicles the State defines as "school buses" without regard to our school bus definition.

However, the inconsistency would matter at the point of sale of a new school bus. The FMVSS's specify requirements for school buses that do not apply to other buses. See, e.g., 49 CFR part 571.222, School bus passenger seating and crash protection. A decision by Wisconsin to adopt a definition other than the Federal definition of a school bus has no effect on the application of the Federal school bus safety standards to a vehicle. Any person selling a new "bus" (a vehicle designed to carry 11 or more persons) to a school must sell a certified "school bus," regardless of whether the vehicle is considered a school bus under Wisconsin law. The vehicle would have to be equipped with the safety features NHTSA requires for school buses.

The information provided by Mr. Burnett indicates that Wisconsin would redefine "school bus" for two purposes. First, Wisconsin would prohibit the operation of a "school bus"--a vehicle with a capacity of 17 persons (including the driver)--unless the bus has a specific type of mirror. (Section 347.40) As explained above, this requirement would not affect NHTSA's requirement that vehicles considered to be "school buses" under our definition must be equipped with the mirrors and other safety features we require for school buses, even if the vehicles are not "school buses" under Wisconsin law.

Chapter 301 further provides that a Federal standard preempts any state or local standard applicable to the same aspect of performance that is not identical to the Federal standard. 49 U.S.C. 30103(b). A State standard for mirrors that is not identical to the Federal standard is preempted unless it imposes a higher level of safety and is applicable only to vehicles procured for the State's own use (e.g., public school buses). Wisconsin's requirements for school bus mirrors could be preempted, depending on the type of mirror required and whether the vehicles equipped with it are public buses.

We understand that the second purpose of Wisconsin's contemplated redefinition of a school bus is to require privately-owned vehicles carrying 15 or fewer students to be insured by a policy providing specified minimum coverage. (Section 121.555). This provision concerns matters wholly within State law and would not conflict with Federal law.

I hope the above information is helpful to you. If you have any further questions or need additional information, please contact me or Dorothy Nakama of my staff at this address, or at (202) 366-2992.

Sincerely,

John Womack Acting Chief Counsel

cc: The Honorable Russell D. Feingold United States Senate 502 Hart Senate Office Building Washington, D.C. 20510

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