Interpretation ID: VINs

Mr. Dale Kardos
Dale Kardos & Associates
1150 Connecticut Avenue, NW
Suite 715
Washington, DC 20036-4104

Dear Mr. Kardos:

This responds to your letter requesting information on Vehicle Identification Number (VIN) requirements as they pertain to a forthcoming Porsche sport utility vehicle (SUV). You state that the Porsche SUV will be produced in two stages and in two different Porsche plants. The first stage will occur at the Porsche plant in Bratislava, Slovakia, where the body structure will be produced, and the front windshield and VIN will be installed. This basic structure then will be transported to the Porsche plant in Leipzig, Germany, where it will be combined with the rest of the vehicle (i.e., engine, transmission, wheels, tires, brakes, etc.).

You ask whether it is acceptable to use the letter "L" as the eleventh character of the VIN, which would indicate the plant of manufacture as the Leipzig plant rather than the Bratislava plant. Under the circumstances described above, this is acceptable.

The National Highway Traffic Safety Administration's (NHTSA's) VIN requirements are contained in 49 CFR Part 565. Each VIN must be made up of seventeen characters consisting of Arabic numbers and Roman letters. Under 565.6(d)(2), the eleventh character must represent the "plant of manufacture," which is defined as the plant where the manufacturer affixes the VIN. Since the VINs of the Porsche SUVs will be affixed at the Bratislava plant, it would appear that the eleventh character in the Porsche SUV VINs should indicate the Bratislava plant, not the Leipzig plant.

However, the requirements of Part 565 do not apply until the structure at a minimum meets the definition of an "incomplete vehicle." Section 565.4(a) requires a vehicle manufactured in more than one stage to have a VIN assigned by the incomplete vehicle manufacturer. An "incomplete vehicle" is defined as:

an assemblage consisting, at a minimum, of frame and chassis structure, power train, steering system, suspension system and braking system, to the extent that those systems are to be part of the completed vehicle, that requires further manufacturing operations, other than the addition of readily attachable components, such as mirrors or tire and rim assemblies, or minor finishing operations such as painting, to become a completed vehicle.

Since the Porsche SUV unit which will be produced at the plant in Bratislava will consist only of the body structure, front windshield, and VIN, it does not meet the definition of an "incomplete vehicle." Thus, the requirements of Part 565 do not apply to the Porsche SUV until the unit produced at the Bratislava plant is married with the power train, steering system, suspension system, and braking system. Since this will take place at the Leipzig plant, NHTSA considers the Leipzig plant to be the plant of manufacture for purposes of 49 CFR Part 565. Consequently, Porsche should use the letter "L" as the eleventh character in Porsche SUV VINs to indicate the Leipzig plant as the plant of manufacture.

I hope this answers your question. If you have any further questions regarding this matter, please feel free to contact Mr. Dion Casey in my office at (202) 366-2992.

Sincerely,

John Womack
Acting Chief Counsel
ref:565
d.2/20/01