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NHTSA Interpretation File Search

Overview

NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies. 

Understanding NHTSA’s Online Interpretation Files

NHTSA makes its letters of interpretation available to the public on this webpage. 

An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.

  • Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
  • Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
  • The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
  • Some combination of the above, or other, factors.

Searching NHTSA’s Online Interpretation Files

Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.

Single word search

 Example: car
 Result: Any document containing that word.

Multiple word search

 Example: car seat requirements
 Result: Any document containing any of these words.

Connector word search

 Example: car AND seat AND requirements
 Result: Any document containing all of these words.

 Note: Search operators such as AND or OR must be in all capital letters.

Phrase in double quotes

 Example: "headlamp function"
 Result: Any document with that phrase.

Conjunctive search

Example: functionally AND minima
Result: Any document with both of those words.

Wildcard

Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).

Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).

Not

Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”

Complex searches

You can combine search operators to write more targeted searches.

Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”). 

Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”

Search Tool

NHTSA's Interpretation Files Search



Displaying 1471 - 1480 of 16510
Interpretations Date
 search results table

ID: 17677-1.pja

Open

Lance Tunick, Esq.
Vehicle Services Consulting, Inc.
P. O. Box 23078
Santa Fe, NM 87502

Dear Mr. Tunick:

This responds to your April 3, 1998, request for reconsideration of our March 31, 1998, interpretation whether Item 4A Glazing, "Rigid Plastic for Use in Side Windows," specified in Standard No. 205, Glazing materials, is permitted in the rear window that is behind a retractable roll bar in a convertible passenger car. Based on the materials you originally sent us, we concluded that rigid plastic glazing was not permitted in that location. However, based on the materials and the issues you raised in your April 3 letter, as well as a videotape and photographs you submitted on July 24, we have concluded that the glazing should be permitted.

As we discussed in our original letter, the relevant question is whether the rear window of the vehicle is part of the convertible top. This is because S5.1.2.11(a)(1) of Standard No. 205 permits item 4A rigid plastic glazing in "[a]ll areas in which Item 4 safety glazing may be used." ANSI Z-26.1a-1980 (incorporated by reference in Standard No. 205) permits item 4 glazing in "[t]he rear windows of convertible passenger car tops."

When we considered whether the window could be considered the rear window of a convertible passenger car top, we based our decision on the materials you submitted. Your original letter attached three color copies of photographs showing the vehicle. The rear window we are discussing retracts automatically behind the rear seats. The one photograph that showed a side view of the window appeared to show the rear window in a partially retracted position on the outside of a broad rollbar. It appeared to be unconnected to the rollbar, with the top edge of the window partially down while the rollbar was fully deployed. Based on this, our March 31 letter concluded that, although your vehicle was a convertible, "the glazing in the vehicle is separate from (not of the same piece as) the convertible top, and therefore is not a rear window of a convertible passenger car top."

The videotape and photographs you sent us in your April 3 letter give a different impression. The newer materials show that the rear window retracts as one unit with the rollbar.(1)

When the switch is depressed, the rollbar and window pivot together and drop down behind the rear seats. The window is connected to the rollbar sufficiently that the National Highway Traffic Safety Administration (NHTSA) considers them to be one unit.

The rollbar is part of the convertible top. The top of the rollbar, when deployed, presents a horizontal exterior surface several inches wide directly over the rear seat passengers. It supports the rear edge of a removeable roof panel (another part of the top) above the front seat occupants. The rear window is physically connected to a part of the top, raises and lowers with the top like other convertibles, and depends on the position of the top for its position on the vehicle. Based on the new materials you have sent us, NHTSA considers the rear window to be part of a convertible passenger car top. Therefore, the rear window can be made of Item 4A rigid plastic glazing.

I hope this information is helpful. If you have any questions about this letter, please contact Paul Atelsek of my staff at (202) 366-2992.

Sincerely,
Frank Seales, Jr.
Chief Counsel
ref:205
d.9/16/98

1. What appeared in the original photograph to be the top edge of a partially retracted rear window was actually one image in a timed exposure of the front edge of the rollbar retracting with the window.

1998

ID: 17678.drn

Open

Greg Balmer, Esq.
Staff Counsel
YMCA of the USA
101 North Wacker Drive
Chicago, IL 60606

Dear Mr. Balmer:

This responds to your letter concerning dealers' refusals to sell 15-passenger vans to YMCAs that drop off and pick up school children from school. You ask for clarification of the circumstances when buses are considered "school buses" under Federal law. As explained below, a new bus sold or leased to a YMCA that will use the bus on a significant basis to transport school children to or from school is a "school bus" and must meet Federal motor vehicle safety standards for school buses.

Your letter states the following:

Many YMCAs offer child care and after-school programs for school-aged children and use passenger vans to either drop off or pick up the children from school. Dealers are classifying this use as one of a school bus, and are refusing to sell or lease passenger vans to YMCAs, despite the fact that YMCAs are not schools and that YMCA child care and after-school programs are, under traditional definitions, primarily custodial, and not educational, in nature.

Our statute at 49 U.S.C. 30112 requires any person selling or leasing a new vehicle to sell or lease a vehicle that meets all applicable standards. Under our regulations, a "bus" is any vehicle, including a van, that has a seating capacity of 11 persons or more. Our statute defines a "school bus" as any bus which is likely to be "used significantly" to transport "preprimary, primary, and secondary" students to or from school or related events (emphasis added). 49 U.S.C. 30125. A 15-passenger van that is likely to be used significantly to transport students is a "school bus."

If a dealer sells or leases (e.g., leases on a regular or long-term basis), a new bus to transport students, the vehicle is a "school bus" and must meet the National Highway Traffic Safety Administration (NHTSA's) school bus standards. Conventional 15-passenger vans are not certified as doing so, and thus cannot be sold or leased, as new vehicles, to carry students on a regular basis.

As you are aware, in an interpretation letter of November 20, 1978, to DeKalb Rental/Leasing, Inc. (copy enclosed), NHTSA determined that YMCAs are not schools. In instances where a new bus purchased by a YMCA is not used for transportation "to or from school," or a school-related event (e.g., if the bus will be used only for YMCA summer camps, or YMCA weekend activities where there is no transportation to or from school), a dealer would not be required to sell a school bus.

However, the situation raised in your letter is different. The pertinent issue is not whether the YMCA is a school, but whether the bus will be "significantly" used to transport school children "to or from" school (as described in Section 30125). If the bus will be used for such purpose, a school bus must be sold, regardless of whether such transportation is provided by a "school," a day care facility, or any other entity.

We find it appropriate to address whether buses are "used significantly" to transport students on a case-by-case basis, focusing on the intended use of the vehicle. Your letter states that "[m]any YMCAs offer child care and after-school programs for school-aged children and use passenger vans to either drop off or pick up the children from school." Children attend school five days a week. After-school programs are presumably also offered five days a week. YMCA buses are therefore presumably providing school children with transportation to or from school five days a week or nearly at that rate. NHTSA considers such recurring and consistent use of the YMCA buses to transport students "to or from school" (even if the same students are not transported each day), to constitute a "significant" use of the vehicle. Therefore, it is our position that, when selling or leasing new buses to any child care facility (including YMCAs) for the purpose of taking students to or picking students up from school, dealers must sell or lease buses that meet the Federal motor vehicle safety standards applicable to "school buses."(1)

NHTSA believes that school buses are one of the safest forms of transportation in this country, and therefore strongly recommends that all buses that are used to transport school children be certified as meeting NHTSA's school bus safety standards. Further, using 15-passenger vans that do not meet the school bus standards to transport students could result in increased liability in the event of a crash. You may want to check with state laws governing private tort liability and consult with your insurance carriers for further information on this issue.

I hope this information is helpful. If you have any further questions, please feel free to contact Dorothy Nakama at this address or by telephone at (202) 366-2992.

Sincerely,
Frank Seales, Jr.
Chief Counsel
Enclosure
d.7/17/98
ref:VSA#571.3 "school bus only"

1. As you may be aware, in interpretation letters of May 29, 1991 and September 6, 1991 to Ms. Vel McCaslin, Director of Grace After School, an after school care program, NHTSA stated that buses used to transport children to Ms. McCaslin's program would be "school buses" only if the program is a "school or school-related event." The September 1991 letter indicated that the program picks up children from three area schools and brings them to the church on a "daily" basis. These letters concluded that Grace After School did not appear to be a "school," that the program was not a "school-related event" and that NHTSA's school bus requirements thus did not apply. NHTSA has recently reexamined the two letters to Ms. McCaslin. Upon reconsideration, we have decided that the letters to Ms. McCaslin did not focus enough on the fact that the buses were being used to transport school children "from school," as specified in 49 U.S.C. 30125. Therefore, to the extent the May 29, 1991 and September 6, 1991 letters to Ms. McCaslin are inconsistent with this letter, they have been superceded.

1998

ID: 1767y

Open

Mr. Richard L. Story, Sr.
34855 Annapolis Ave.
Wayne, MI 48184-2133

Dear Mr. Story:

This responds to your letter asking whether manufacturers are required to install rear seat lap/shoulder belts in cars originally equipped with rear seat lap belts at no additional cost to the consumer. The answer to this question is no.

The lap belts that are installed in the rear seat of your car are effective in reducing the risk of death and injury in a crash. Based on this agency's analysis of a number of crash data files, we estimate that rear seat lap belts saved about 100 lives and prevented over 1500 serious injuries in 1987 alone. These figures would have been substantially higher if more rear seat occupants used their lap belts. In fact, if everyone had worn their rear seat lap belts each time they rode, those belts would have saved about 660 lives and prevented more than 10,000 serious injuries in 1987 alone.

Even though lap belts have been proven to be effective in reducing the risk of death and injury in a crash, we agree that properly designed lap and shoulder belts have the potential to offer even greater crash protection than lap belts alone. For this reason, we have proposed to require that all new passenger cars sold in the United States be equipped with rear seat lap and shoulder belts beginning in the 1990 model year. For cars made in earlier model years, we have actively sought the car manufacturers' cooperation in providing retrofit kits to interested consumers. You indicated in your letter that Ford offers a rear seat lap and shoulder belt retrofit kit for your car, the 1988 Thunderbird.

We encourage consumers to consider having rear seat lap and shoulder belts fitted into their cars when manufacturers have made a retrofit kit available for the car, because of the additional crash protection afforded to rear seat passengers. However, NHTSA has no authority to require manufacturers to provide these retrofit kits and installation free of charge to the consumer. Thus, the individual consumer who desires the added protection of lap and shoulder belts in the rear seat will have to pay for that additional protection.

I hope this information is helpful. If you have any further questions or need additional information on this subject, please let me know.

Sincerely,

Erika Z. Jones Chief Counsel

/ref:208 d:4/3/89

1989

ID: 17680.DRN

Open

Mr. Don Cote
Inventory/Fleet Manager
Northside Ford
9800 San Pedro
San Antonio, TX78216

Dear Mr. Cote:

This responds to your letter regarding the use of 15-passenger vans by a child care facility to drop off and pick up school children from school "on regular school days." You ask whether the vans are "school buses" under Federal law. As explained below, a new 15-passenger van sold or leased for such a purpose is a school bus. When your dealership sells or leases new buses for the use you describe, the dealership must sell or lease only buses that meet Federal motor vehicle safety standards for school buses, even when the purchaser is a child care facility.

Your letter explains that you are aware of a child care facility that uses 15-passenger vans to transport children "on a regular basis." In the morning, the child care facility uses the vans to take children from the facility to school. When school is over, the vans are used again to transport the children from school back to the child care facility. In a telephone conversation with Dorothy Nakama of my staff, you explained that in the morning, the children's parents drop the children off at the child care facility, and the parents pick the children up from the facility in the evening. The children range in age from kindergarten to junior high school. You explained that by "on a regular basis," you meant that the transportation is provided "on regular school days."

By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue and enforce Federal motor vehicle safety standards applicable to new motor vehicles, including school buses. In 1974, Congress enacted legislation directing NHTSA to issue safety standards on specific aspects of school bus safety.

Our statute at 49 U.S.C. 30112 requires any person selling or leasing a new vehicle to sell or lease a vehicle that meets all applicable standards. Under our regulations, a "bus" is any vehicle, including a van, that has a seating capacity of 11 persons or more. Our statute defines a "school bus" as any vehicle that is designed for carrying 11 or more persons and which is likely to be "used significantly" to transport "preprimary, primary, and secondary" students to or from school or related events (emphasis added). 49 U.S.C. 30125. Therefore, a 15-passenger van that is likely to be used significantly to transport students is a "school bus."

If the new van is sold or leased to transport students (e.g., leased on a regular or long-term basis), the vehicle must meet NHTSA's school bus standards. Conventional 15-passenger vans are not certified as doing so, and thus cannot be sold or leased, as new vehicles, to carry students on a regular basis.

Whether buses are "used significantly" to transport the students is an issue that the agency finds appropriate to resolve case-by-case, focusing on the intended use of the vehicle. In the situation you describe, the child care facility is using vans to transport children to or from school "on regular school days." Such recurring and consistent use of the van to transport students "to or from school" would constitute a "significant" use of the vehicle. Therefore, when you sell or lease new buses to any child care facility for the purpose of taking students to or picking students up from school, you must sell or lease buses that meet the Federal motor vehicle safety standards applicable to "school buses."[1]

The requirements for the use of a motor vehicle are determined by State law, so Texas's requirements should be consulted to determine how students must be transported to and from school or school-related activities. NHTSA believes that school buses are one of the safest forms of transportation in this country, and therefore strongly recommends that all buses that are used to transport school children be certified as meeting NHTSA's school bus safety standards. In addition, using 15-passenger vans that do not meet the school bus standards to transport students could result in increased liability in the event of a crash.

I hope this information is helpful. If you have any further questions, please feel free to contact Dorothy Nakama at this address or by telephone at (202) 366-2992.

Sincerely,
Frank Seales, Jr.
Chief Counsel
ref:VSA#571.3
d.7/23/98



[1] As you may be aware, in interpretation letters of May 29, 1991 and September 6, 1991 to Ms. Vel McCaslin, Director of Grace After School, an after school care program, NHTSA stated that buses used to transport children to Ms. McCaslin's program would be "school buses" only if the program is a "school or school-related event." The September 1991 letter indicated that the program picks up children from three area schools and brings them to the church on a "daily" basis. These letters concluded that Grace After School did not appear to be a "school," that the program was not a "school-related event" and that NHTSA's school bus requirements thus did not apply. NHTSA has recently reexamined the two letters to Ms. McCaslin. Upon reconsideration, we have decided that the letters to Ms. McCaslin did not focus enough on the fact that the buses were being used to transport school children "from school," as specified in 49 U.S.C. '30125. Therefore, to the extent the May 29, 1991 and September 6, 1991 letters to Ms. McCaslin are inconsistent with this letter, they are hereby superceded.

1998

ID: 17683.ztv

Open

Mr. Nick Tysoe
Rolls-Royce Motor Cars Ltd.
Crewe
Cheshire CW1 3PL
England

Dear Mr. Tysoe:

This is in reply to your fax of March 24, 1998, asking for an interpretation of S7.8.5 of Federal Motor Vehicle Safety Standard No. 108.

Rolls-Royce is considering a four-lamp headlighting system in which the upper and lower beams would be provided by separate headlamps. You ask if it would be permissible for the lower beam headlamps to be visually/optically aimable and the upper beam headlamps to be mechanically aimable by external means.

This is not permissible under Standard No. 108. We interpret Standard No. 108 as requiring identical headlighting systems on both sides of a new vehicle, including their aiming features. I enclose a copy of a letter dated March 10, 1998, that this Office sent to Herr Spingler of Robert Bosch GmbH which explains the agency's views.

Sincerely,
Frank Seales, Jr.
Chief Counsel
Enclosure
ref:108
d.6/19/98

1998

ID: 17684.ztv

Open

Mr. Peter Gross
Electrical Engineer
Spartan Motors
P.O. Box 440
Charlotte, MI 48813

Dear Mr. Gross:

We are replying to your letter of March 25, 1998, asking a question regarding motor vehicle lighting on motor homes wider than 80 inches, which will have rear combination stop/turn signal lamps. Specifically, you write that "when the hazard warning lights are activated the brake signal will not override the flashing tail lamps" (we believe you mean flashing turn signal lamps). You state that this is inconsistent with all vehicles Spartan has built with rear combination stop/turn signal lamps and inquire whether the lack of override is acceptable.

The stop lamp and turn signal lamp standards that apply to vehicles whose overall width is 80 inches or more are incorporated by reference in Standard No. 108, and are, respectively, SAE Standard J1398 MAY85 Stop Lamps For Use on Motor Vehicles 2032 mm Or More In Overall Width, and SAE Standard J1395 APR85 Turn Signal Lamps For Use on Motor Vehicles 2032 mm Or More In Overall Width. Paragraph 5.4.2 of both J1398 and J1395 address the performance priorities of combination stop/turn signal lamps. These paragraphs state that "when a stop signal is optically combined with the turn signal, the circuit shall be such that the stop signal cannot be turned on if the turn signal is flashing" (the same is required by paragraphs 5.4.2 of SAE J586 FEB84 and SAE J588 NOV84 for combination stop/turn signal lamps on narrower vehicles). Because hazard warning signal lamps operate through the turn signal lamp system, many vehicles are wired so that the stop signal cannot be turned on if all the turn signal lamps (i.e., the hazard warning lamp system) are flashing.

However, Standard No. 108 and the SAE have no requirements per se for the hazard warning system. This means that a vehicle may be wired with a separate hazard warning system circuit so that it is subordinate to, and overriden by, the stop signal when both are operated simultaneously.

However, the stop lamp must not override the individual turn signals when they are operating simultaneously. This may explain the apparent inconsistency that you noted in Spartan production.

If you have any questions, you may call Taylor Vinson of this Office (202-366-5263).

Sincerely,
Frank Seales, Jr.
Chief Counsel
ref:108
d.6/3/98

1998

ID: 17688.wkm

Open

Mr. Sunarto Vanani
Quality Assurance Manager
P. T. Elangperdana Tyre Industry
J1n Elang, Desa Sukahati - Citeureup
Bogor 16810, Indonesia

Dear Mr. Vanani:

Please pardon the delay in responding to your inquiry to this office in which you request interpretation of regulations and standards regarding manufacture of new tires, particularly 49 Code of Federal Regulations (CFR) Parts 569, 571, and 574. You stated that as new tire manufacturers you intend to go into the export business and you need to know the applicable standards.

For your information, the National Highway Traffic Safety Administration (NHTSA) has the statutory authority to issue Federal motor vehicle safety standards (FMVSS) applicable to new motor vehicles and new items of motor vehicle equipment, including tires. The law establishes a self-certification system in which vehicle and equipment manufacturers themselves certify that their products comply with all applicable FMVSSs. NHTSA enforces the standards by purchasing and testing vehicles and equipment. NHTSA also investigates safety-related defects. Each manufacturer is responsible for ensuring that its products are free of safety-related defects. If a vehicle or item of equipment is found not to comply with applicable standards or is found to have a safety defect, the manufacturer is responsible for remedying the noncompliance or defect at no charge to the customer. The manufacturer may also be subject to substantial civil penalties for violations of these requirements.

As you requested, please find enclosed copies of the following standards and regulations pertaining to the manufacture and importation of new tires:

  • 49 CFR Part 569, Regrooved Tires
  • 49 CFR 571.109 (Standard No. 109), New pneumatic tires
  • 49 CFR 571.110 (Standard No. 110), Tire selection and rims
  • 49 CFR 571.119 (Standard No. 119), New pneumatic tires for vehicles other than passenger cars
  • 49 CFR 571.120 (Standard No. 120), Tire selection and rims for motor vehicles other than passenger cars
  • 49 CFR Part 574, Tire Identification and Recordkeeping
  • 49 CFR 575, Consumer Information Regulations

I am also enclosing 49 CFR Part 551, Procedural Rules, subpart D of which requires each importer of motor vehicles or motor vehicle equipment, which includes tires, to designate a permanent resident of the United States as its agent for the service of legal process, notices, orders, decisions, and other applicable requirements. The resident agent must be designated and this agency so advised before tire codes can be assigned in accordance with Part 574.

For your additional information, I am enclosing copies of fact sheets entitled Information for New Manufacturers of Motor Vehicles and Motor Vehicle Equipment, and Where to Obtain NHTSA's safety Standards and Regulations.

I hope this information is helpful to you. Should you have further questions or need additional information, feel free to contact Walter Myers of my staff at this address or at 001 801 10 (202) 366-2992, fax 001 801 10 (202) 366-3820.

Sincerely,
Frank Seales, Jr.
Chief Counsel
Enclosures
ref:109
d.6/5/98

1998

ID: 1768y

Open

Mr. Karl H. Mayer
Rules and Regulations
Dr.Ing.h.c.F.Porsche AG
Porschestrasse 42
Stuttgart--Zuffenhausen
West Germany

Dear Mr. Mayer:

This responds to your request for an interpretation of Federal Motor Vehicle Safety Standards No. l0l, Controls and Displays, and No. l02, Transmission Shift Lever Sequence, Starter Interlock, and Transmission Braking Effect. You asked about the standards in connection with a new transmission and related gear shift mechanism that you are considering producing. I note that your accompanying request for confidentiality was withdrawn by an August l5, l988 letter signed by your attorney, effective September 30, l988.

You stated that the new transmission is characterized by two functions, a manual gear shift and an automatic gear shift, combined in a single unit. A motor vehicle incorporating the transmission does not have a clutch pedal. Operation of the transmission is entirely dependent on the position selected for the gear shift lever. The shift lever is located in the middle console, where it can be moved along either of two slots which are located essentially parallel to the longitudinal axis of the vehicle. The left slot (automatic function) is essentially the same as a conventional automatic transmission gear shift lever, with the following positions (in order): P R N D 3 2 l. At the D position (only) of the left slot, the gear shift lever can be transferred to the M (manual) position of the right slot (manual function). The right slot consists of the following positions (in order): + M -. When the gear shift lever is in the right slot, the driver can select a higher gear (+) or lower gear (-) by tapping the shift lever. The shift lever always returns to the "M" position after being tapped. You plan to provide two shift displays, one on the middle console and the other on the instrument panel.

You stated that you believe that a dual function transmission of the type described in your letter is permitted if it meets the various requirements of Standards No. l0l and l02 and asked whether we agree with your interpretation. You also asked three questions related to certain aspects of the transmission and related gear shift lever and shift displays. Your questions are responded to below.

By way of background information, and as noted in your letter, the National Highway Traffic Safety Administration (NHTSA) does not provide approvals of motor vehicles. Under the National Traffic and Motor Vehicle Safety Act, it is the responsibility of the manufacturer to ensure that its vehicles meet applicable requirements. The following represents our opinion based on the facts provided in your letter.

I agree with your basic contention that a dual function transmission of the type described in your letter is permitted if it, and the accompanying gear shift lever and shift displays, meet the various requirements of Standards No. l0l and l02. The performance requirements specified in the two standards do not prohibit dual function transmissions.

I have one primary comment concerning how you should evaluate Standards No. l0l and No. l02 with respect to the compliance of a vehicle equipped with the transmission. In some instances, these standards specify different requirements depending on whether a vehicle is equipped with a manual transmission or an automatic transmission. Thus, a critical issue is which of these requirements would need to be met by a vehicle equipped with your planned transmission. While you characterize the transmission as having two functions, a manual gear shift and an automatic gear shift, combined in a single unit, it is our opinion that the transmission is an automatic transmission for purposes of Federal motor vehicle safety standards. It is possible, of course, to manually control most conventional automatic transmissions, at least to some extent, by means of the gear shift lever, e.g., by shifting the lever from D to L. Your transmission would differ from a conventional automatic transmission primarily in having an additional means of manual control. However, the transmission would still be an automatic transmission. Vehicles equipped with the transmission would thus need to meet the requirements specified by Standards No. l0l and No. l02 for vehicles equipped with an automatic transmission, and not the requirements specified for vehicles equipped with a manual transmission.

I will now address your three specific questions. You stated that it appears to you that when the shift lever is in the manual slot, it is permissible to have the lever, after tapping to shift up or down, return to the original middle position, and asked for our interpretation on this point. We agree that this basic design is permitted under Standards No. l0l and No. l02.

Your second and third questions, which I will address together, concern the shift displays. You stated that you believe it is permissible for both of the dual shift pattern displays, i.e., the one on the middle console and the one on the instrument panel, to be constantly visible so that the driver can simultaneously see the currently used shift mode and also the alternative, and asked for our evaluation of this point. You also asked about the permissibility of two alternative instrument panel displays.

I will begin my discussion of these questions by identifying the relevant requirements of Standards No. l0l and No. l02. Section S3.2 of Standard No. l02 states that the "(i)dentification of shift lever positions of automatic transmissions . . . shall be permanently displayed in view of the driver." NHTSA has previously interpreted "position" to mean the shift lever positions in relation to each other and the position that the driver has selected at the time of selection. Therefore, the display of a gear lever sequence and a gear position indicator is required for automobiles equipped with automatic transmissions. NHTSA has previously interpreted the requirement for permanent display as requiring a display that can be seen regardless of the operating mode of the engine. Thus, it is not permissible for the required display to be visible (e.g., in the case of an electronic display, be activated) only when the key is in the ignition switch. (I note that on August 25, l988, NHTSA published a notice of proposed rulemaking to amend the requirement for permanent display. A copy is enclosed.)

Standard No. l0l specifies requirements for the location, identification and illumination of automatic gear position displays. Section S5.l requires that gear position displays must be visible to the driver under the conditions of S6. Section S6 provides that the driver is restrained by the crash protection equipment installed in accordance with Standard No. 208, Occupant Crash Protection, adjusted in accordance with the manufacturer's instructions. Section S5.3.l and Table 2 of the standard together require that automatic gear position displays be illuminated whenever the ignition switch and/or the headlamps are activated. The entry in Table 2 concerning the automatic gear position display references Standard No. l02.

Your design includes the following ten shift lever positions: P R N D 3 2 l + M -. Under section S3.2 of Standard No. l02, all of these positions must be permanently displayed, i.e., there must be a display of the l0 positions in relation to each other and there must be an indication of the position that the driver has selected. As indicated above, Standard No. l0l specifies requirements for the location, identification and illumination of automatic gear position displays.

The fact that your design would include more than one gear position display raises several issues, including (l) whether more than one display is permitted, (2) whether each display (where multiple displays are provided) must meet all of the requirements specified by Standards No. l0l and No. l02, and (3) whether multiple displays can be used to meet the requirements of the standards for gear position displays where no single display meets the requirements. It is our opinion that more than one display is permitted. It is also our opinion that if one display meets all of the requirements of Standards No. l0l and No. l02, the additional display(s) provided voluntarily by the manufacturer need not meet any particular requirements (except for section S5.3.5 of Standard No. l0l, which specifies requirements for sources of illumination not otherwise regulated by that standard). We have not previously found it necessary to address the issue of whether multiple displays can be used to meet the requirements of the standards for gear position displays where no single display meets the requirements. However, one commenter on the August 25, l988 notice cited above asked whether two displays could be used together to demonstrate compliance with section S3.2 of Standard No. l02. We plan to address that specific issue in the context of that rulemaking.

While it is not entirely clear from your letter, the display on the middle console may provide permanent display (including times when the ignition is not on) of the shift lever positions, i.e., a display of the l0 positions in relation to each other and an indication of the position selected by the driver. It appears, however, that illumination is not provided for this display. Given the reference in Standard No. l0l to Standard No. l02, it is our opinion that where multiple gear position displays are provided and one complies with Standard No. l02 and the others do not, the requirements of Standard No. l0l must be met for the display which complies with Standard No. l02.

If the display on the console fully met the requirements of Standards No. l0l and No. l02, it would be unnecessary for the additional display on the instrument panel to also meet the standards (with the exception of section S5.3.5 of Standard No. l0l, as noted above). I note that neither of the alternative instrument panel displays shown in your letter show all of the shift lever positions. While the displays do show P R N D 3 2 l, they show either 4 3 2 l or 4 3 M 2 l instead of + M -. If the instrument panel display, rather than the console display, was to be used to meet the requirements of section S3.2 of Standard No. l0l, it would be necessary for the display to show the l0 actual shift lever positions, including + M -. I also assume that the instrument panel display is not activated when the ignition is not on and thus does not provide a permanent display.

I would like to note that the discussion in the preceding paragraph should not be read as a suggestion that you change the instrument panel display to show + M - instead of 4 3 2 l or 4 3 M 2 l. One consequence of your design is that, in the manual mode, the driver would not know what gear the car was in from either observing the location of the gear shift lever or by knowing the shift lever position (+ M or -). Your design takes care of this, however, by providing an indication of actual gear position on the instrument panel display. Assuming that you can meet the requirements of Standards No. l0l and No. l02 by means of the console display, we believe that it would be a desirable feature of your design to indicate actual gear position on the voluntarily provided instrument panel display.

I hope this information is helpful. If you have any further questions concerning this matter, please contact me.

Sincerely,

Erika Z. Jones Chief Counsel

/ref:l0l:l02 d:4/3/89

1989

ID: 17690.ztv

Open

Mr. William A. Parkyn
Teledyne Lighting & Display Products
12525 Daphne Avenue
Hawthorne, CA 90250

Dear Mr. Parkyn:

This is in reply to your letter of March 20, 1998, asking for an interpretation of Federal Motor Vehicle Safety Standard No. 108 with respect to stop lamps for motor-driven cycles.

Paragraph S5.1.1.22 of Standard No. 108 states in pertinent part that a motor-driven cycle may be equipped with a stop lamp whose photometric output "for the group of test points specified in Figure 1 is at least one-half of the minimum values set forth in that figure." Table III specifies that motorcycle stop lamps shall meet SAE Standard J586. You ask for confirmation that S5.1.1.22 "means that motor-driven cycle stop lamps must meet one half of the minima set forth in SAE Standard J586."

The minimum allowable candlepower value for a stop lamp is established by Figure 1b. For a single compartment stop lamp, this is 80 candlepower. Rather than determining photometric compliance through measuring candlepower at each individual test point, Figure 1c groups the individual test points into five Zones. Figure 1c is titled "Sum of the Percentages of Grouped Minimum Candlepower." The sum of the percentages for Zones 1 and 5 is 65 percent. The minimum allowable candlepower value for Zones 1 and 5 is determined by multiplying the minimum value of Figure 1b by the Zone percentage in Figure 1c, that is to say 65 percent of 80 candlepower, which is 52 candlepower. Under S5.1.122, then, at least half this value must be met by a motorcycle stop lamp, that is to say, Zones 1 and 5 must achieve at least 26 candlepower. The corresponding value established by SAE J586 is only 25 candlepower. For this reason, it is not correct to say that S5.1.1.22 means that motor-driven cycle stop lamps must meet one-half the minima set forth in SAE J586. However, this is a true statement for Zones 2, 3, and 4 where the values under both Figure 1 and SAE J586 are 100, 380, and 100 candlepower respectively.

In our review of your letter, we find that S5.1.1.22 could be more clearly expressed, and should read that the "photometric output for any group of test points specified in Figure 1c is at least one-half of the minimum value obtained when the minimum allowable stop lamp candlepower value of Figure 1b is multiplied by the appropriate percentage for the group that is specified in Figure 1c."

If you have any questions, you may call Taylor Vinson of this Office (202-366-5263).

Sincerely,
Frank Seales, Jr.
Chief Counsel
ref:108
d.6/1/98

1998

ID: 17691.wkm

Open

Mr. Fred Peltz
Peltz Manufacturing, Inc.
217 West Street
Post Office Box 301
St. Martin, MN 56376

Dear Mr. Peltz:

This responds to your letter of March 26, 1998, to this office and refers to your telephone conversation with Walter Myers of my staff on April 7, 1998. You stated that your company manufactures recycling equipment and you inquired whether the antilock brake system (ABS) requirements of Federal Motor Vehicle Safety Standard (Standard) No. 121, Air brake systems (49 Code of Federal Regulations 571.121) applies to such equipment. You attached a promotional brochure depicting your equipment which you have named Rotochopper. As discussed below, your Rotochopper would not be considered a motor vehicle and would therefore not be subject to the Federal motor vehicle safety standards (FMVSS).

You stated that you contract with a company to manufacture axles for your recycling equipment. That company has stated that it can no longer supply such axles without being equipped with ABS unless you have a letter from this agency stating that you are excluded from such requirement. You stated that these axles are installed on your recycling equipment as a base and as a mode of transporting the equipment from your factory to the customer and occasionally from job site to job site. The equipment is designed to spend extended periods of time at off-road job sites and is not intended to be moved around on public highways.

Chapter 301 of Title 49, U. S. Code , which is the National Highway Traffic Safety Administration's authority to establish FMVSSs, defines "motor vehicle" as:

[A] vehicle driven or drawn by mechanical power and manufactured primarily for use on the public streets, roads, and highways, but does not include a vehicle operated only on a rail line.

49 U.S. Code 30102(a)(6).

In analyzing the information you provided, including the brochure, it is our opinion that your Rotochopper is not a motor vehicle within the statutory definition. It is primarily designed to be used off-road and although capable of being transported on-road from the factory to the customer and occasionally thereafter from one job site to another, its on-road use is only incidental and not the primary purpose for which the equipment was manufactured. This is in contrast to instances in which vehicles such as dump trucks frequently use the public roads and highways going to and from off-road job sites, but stay there for only a limited time. Such vehicles are considered motor vehicles for purposes of the Safety Act, since their on-road use is more than "incidental."

In summary, your Rotochopper, not meeting the statutory definition of a "motor vehicle," is not required to comply with the FMVSSs, and in particular, the ABS requirements of Standard No. 121.

I hope this information is helpful to you. Should you have any further questions or need additional information, feel free to contact Mr. Myers at this address or at (202) 366-2992, fax (202) 366-3820.

Sincerely,
Frank Seales, Jr.
Chief Counsel
ref:121#VSA
d.7/23/98

1998

Request an Interpretation

You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:

The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590

If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.

Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.