Interpretation ID: 8199
Nelson, Mullins, Riley & Scarborough
1330 Lady Street
P. O. Box 11070
Columbia, SC 29211
Dear Mr. Daniels:
This responds to your letter to Paul Jackson Rice, our former Chief Counsel, in which you referred to a tire manufactured in Canada that had had the "DOT number" obliterated. Because you think the tire was improperly sold in that condition, you asked whether it was illegal to import a tire from Canada without a DOT number and whether it was illegal to sell or use a tire on the highway without a "DOT serial number."
By way of background information, under the provisions of the National Traffic and Motor Vehicle Safety Act of 1966, 15 U.S.C. 1381, et seq., as amended (hereinafter Safety Act), the National Highway Traffic Safety Administration is authorized to issue Federal motor vehicle safety standards for new motor vehicles and items of new motor vehicle equipment, the latter of which includes tires. All new motor vehicles and items of new motor vehicle equipment manufactured or imported for sale in the United States must comply with all applicable safety standards. This requirement is found at Section 1397 (a)(1)(A) of the Safety Act which provides "No person shall . . . import into the United States, any . . . item of motor vehicle equipment manufactured on or after the date any applicable Federal motor vehicle safety standard takes effect . . . unless it is in conformity with such standard . . . ." The effect of that language is to require that tires manufactured on or after the effective date of applicable Federal safety standards must comply with those standards before they can be legally imported into the U.S. Pursuant to Standard 109 (49 CFR 571.109, New Pneumatic Tires) and Standard 119 (49 CFR 571.119, New Pneumatic Tires for Vehicles Other Than Passenger Cars), tire manufacturers must certify compliance therewith by molding the symbol "DOT" onto the tire sidewalls. Further, 49 CFR 574.5 requires that all tires sold in the U.S. have tire identification numbers (TIN) molded into or onto the tire sidewalls by the manufacturers to facilitate recall in the event of a noncompliance or defect.
With that background in mind, your specific questions are answered as follows:
1. Is it illegal to import a tire from Canada without a DOT serial number? Answer: Yes. Each tire imported into the U.S. for highway use must have molded into or onto the sidewall a TIN and a DOT symbol or in the alternative, be accompanied by proof that the tire was manufactured prior to the effective date of applicable safety standards. The only exception to these requirements is that used truck tire casings which have less than 2/32 inch tread remaining and which are being imported solely for retreading prior to on-road use may be imported without displaying the TIN or the DOT symbol.
2. Is it illegal to sell or use a tire for highway use without the DOT serial number? Answer: It is illegal for a manufacturer, distributor, or dealer to sell a new or retreaded tire to the first customer for purposes other than resale without the DOT symbol and the TIN molded into or onto the sidewall. There are no Federal requirements for the use of such tire once it has been sold to the first customer. There may, however, be state safety requirements pertinent to the use of motor vehicle equipment. For that information you should check with appropriate state officials.
If the tire in question is intended for or capable of being used on a commercial vehicle, you may want to check also with the Office of Motor Carrier Standards (Room 3404), of the Federal Highway Administration, at this address. (Telephone (202) 366-1790.)
I hope this information is helpful. Should you have any further questions, please feel free to contact Walter Myers of this office at (202) 366-2992.
Sincerely,
John Womack Acting Chief Counsel
ref:109#119#574 d:2/11/93