Interpretation ID: nht76-3.39

DATE: 06/21/76

FROM: THOMAS L. HERLIHY FOR STEPHEN P. WOOD -- NHTSA

TO: Mr. Jack Roadman

TITLE: FMVSR INTERPRETATION

TEXT: This is in response to your letters of February 26 and March 8, 1976, concerning the certification of a truck that you wish to build with a chassis that you have purchased from International Harvester. You have indicated that the chassis did not include an engine, transmission, or radiator. You installed a diesel engine, transmission, and a new driveshaft, and made various modifications to the chassis. You have had difficulties in persuading a body manufacturer to install a truck body.

The source of your difficulties appears to be a misunderstanding of the requirements of the National Traffic and Motor Vehicle Safety Act of 1966 (the Act) and the accompanying certification regulations. Pursuant to the Act, the National Highway Traffic Safety Administration has issued Federal motor vehicle safety standards. These standards apply to completed motor vehicles and to certain items of motor vehicle equipment (e.g., brake hoses, tires). The manufacturer of a motor vehicle or an item of equipment to which a standard applies is required by Section 114 of the Act to certify that his product complies with all applicable Federal motor vehicle safety standards.

"Incomplete vehicle" is defined in 49 CFR Part 568, Vehicles Manufactured in Two or More Stages, as:

an assemblage consisting, as a minimum, of frame and chassis structure, power train, steering system, suspension system, and braking system, to the extent that those systems are to be part of the completed vehicle, that requires further manufacturing operations, other than the addition of readily attachable components, such as mirrors or tire and rim assemblies, or minor finishing operations such as painting, to become a completed vehicle.

An incomplete vehicle is, strictly speaking, an item of motor vehicle equipment. There are no Federal motor vehicle safety standards that apply directly to these particular equipment items, and thus there is presently no certification requirement for incomplete vehicles. The manufacturer of an incomplete vehicle is required by Part 568, however, to furnish an "incomplete vehicle document". This document, which is described in @ 568.4, must indicate the conformity status of the incomplete vehicle with respect to each standard that applies to the vehicles into which it may be completed.

The chassis that you bought from International Harvester (IH) was an item of motor vehicle equipment to which no standards apply. Therefore, IH was not required to furnish you with a certification of compliance. Further, the chassis was not an incomplete vehicle because it lacked an engine and transmission. Therefore, IH was not required to furnish an incomplete vehicle document. Because of your operations on the chassis, you are the manufacturer of an incomplete vehicle. You, therefore, are the person required to furnish an incomplete vehicle document.

Your letter also indicated a concern they you were not given a "certificate of origin" by International Harvester when you purchased the chassis. Federal law does not require the issuance of a certificate of origin. Unless you intended to refer to the Section 114 "certification" discussed above, I assume that you have in mind a document that would be the subject of Pennsylvania state law.

Copies of the Act and the certification regulations are enclosed for your convenience.